Regulation Best Interest: Government Guidelines and Updates

2021-12-30T09:11:49-07:00

In our ongoing commitment to keep you informed with the most recent changes in our industry and any new regulations that govern how we provide investment recommendations to you, we wanted to provide the most recent updates under the “Regulation Best Interest” (or “Reg BI”) guidelines from the U.S. Securities and Exchange Commission (or “SEC”). Relationship Summary General Conflicts of Interest Disclosure These documents describe the nature of our relationship and can be helpful to you in understanding my role as you advisor, as well as material fees and costs that apply to your accounts, and our obligation to act [...]